Risk Warning: Your capital is at risk. Statistically, 74-89% of customers lose their investment. Invest in capital that is willing to expose such risks.
US Financial Services Regulatory Service – FINRA
5
Brokers
The Financial Services Regulatory Service is a self-regulatory organization that carries out control and oversight activities to ensure compliance with the laws of the country in the implementation of financial transactions.
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
165 Broadway
27th Floor
New York, NY 10006
Phone: (212) 858-4200
5Brokers regulated byUS Financial Services Regulatory Service – FINRA
Other Broker Regulators
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Capital Markets Authority of Kenya - CMA KenyaBrokers 1 -
Financial Services Commission of Mauritius - FSC MauritiusBrokers 3 -
New York State Department of Financial Services - NYDFS United StatesBrokers 1 -
Federal Deposit Insurance Corporation - FDIC United StatesBrokers 1 -
Office of the Comptroller of the Currency OCC United StatesBrokers 1 -
De Nederlandsche Bank - DNB NetherlandsBrokers 1 -
Nationale Bank Van Belgie NV - NBB BelgiumBrokers 1 -
Securities Commission of the Bahamas - SCB BahamasBrokers 2